Search for: "Linda Oxley" Results 1 - 20 of 36
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30 Oct 2014, 5:13 am by Amy Howe
In her column for The New York Times, Linda Greenhouse discusses Justice Lewis Powell’s concurring opinion in Plyer v. [read post]
1 Aug 2007, 9:03 pm
  Still, let's let the commission have its day: "Since the 2002 passage of the Sarbanes-Oxley Act, the Commission has now returned more than $2.4 billion to investors," said Linda Chatman Thomsen, Director of the Division of Enforcement. [read post]
FitzGerald, partner and head of the Executive Compensation Group at Davis Polk & Wardwell LLP, and is based on a Davis Polk client memorandum by Linda C. [read post]
13 Sep 2007, 12:38 pm
Enforcement Director Linda Chatman Thomsen said the failure to register with the PCAOB represents a violation of one of the key requirements of the Sarbanes-Oxley Act by avoiding PCAOB oversight.There is no explicit rule that requires issuers to inquire or to determine that their accounting firm is registered with the PCAOB. [read post]
6 Dec 2007, 8:26 am
"There are still more to come," Linda Thomsen, the SEC's enforcement director, said at a Nov. 10 law conference in New York, according to Bloomberg News. [read post]
7 Dec 2009, 5:48 am
Public Company Accounting Oversight Board, an Article II challenge to the Sarbanes-Oxley Act being heard today at the Court. [read post]
14 Nov 2007, 5:00 pm
Aprill, What Critiques of Sarbanes-Oxley Can Teach About Regulation of Nonprofit Governance, 76 Fordham L. [read post]
2 Mar 2018, 6:09 am
The Supreme Court and the Scope of Whistleblowing Anti-retaliation Protections Posted by Cydney Posner, Cooley LLP, on Friday, February 23, 2018 Tags: Disclosure, Dodd-Frank Act, Exchange Act, Misconduct, Rule 21F-2, Sarbanes–Oxley Act, SEC, Securities regulation, Supreme Court, U.S. federal courts, Whistleblowers Public Company Cybersecurity Disclosures Posted by Kara M. [read post]
19 Mar 2021, 6:08 am
Electronic Arts, Disclosure, Enron, Sarbanes–Oxley Act Board Priorities for 2021 Abound Amid Slow Economic Recovery Posted by Amy Rojik, BDO, on Friday, March 12, 2021 Tags: Board leadership, Boards of Directors, Corporate culture, COVID-19, Disclosure, Diversity, ESG, Human capital, Mergers & acquisitions, Shareholder value, Surveys 2020 Say on Pay & Proxy Results Posted by Todd Sirras, Austin… [read post]
16 Aug 2006, 5:56 am
Rock. 4 - 6 (151) The Sarbanes-Oxley Debacle: What We’ve Learned; How to Fix It by Henry N. [read post]
30 Aug 2006, 8:33 am
Sjostrom. 4 - 4 (189) The Sarbanes-Oxley Debacle: What We’ve Learned; How to Fix It by Larry E. [read post]
31 Aug 2009, 2:33 am
I am delighted to be working with our wide range of contributors, which include: our own GP, Dr Lundy, health and fitness expert, Elliot Oxley, relationship guru Jackie Walker, our cook Emily-Jo, as well as the inspirational Suzy Miller and many more. [read post]
6 Mar 2014, 5:44 am by Amy Howe
FMR LLC, in which the Court held that the anti-whistleblower protection provided by the Sarbanes-Oxley Act of 2002 applies to employees of private contractors working for public companies. [read post]
14 Nov 2013, 5:22 am by Amy Howe
FMR LLC, in which the Justices are considering what protections the Sarbanes-Oxley Act provides for whistleblowers. [read post]
20 Aug 2010, 8:51 am by Kara OBrien
  On September 30th, join Richard Owens of Latham & Watkins and Linda Chatman Thomsen of Davis Polk & Wardwell to discuss Dodd-Frank Act: The Enforcement Outlook. [read post]
28 Jan 2009, 9:40 am
Linda Thomsen, Director, Division of Enforcement, U.S. [read post]
12 Mar 2015, 3:23 am by Broc Romanek
SCOTUS Interprets Sarbanes-Oxley Evidence Destruction Provisions This blog by Steve Quinlivan covers a Supreme Court case that makes it clear that Sarbanes-Oxley doesn’t apply to fish… – Broc Romanek [read post]
28 Sep 2010, 1:11 pm by Kara OBrien
  SEC officials have spoken from time to time on the subject, for example, then Enforcement Director Linda Thomsen’s 2007 speech entitled “Lessons Learned from San Diego. [read post]